NEWS

News and Updates

Money Management Executive article on UAT Commission Savings Program, November 28, 2011

FTSE Global Markets 2011 Banking Guide article on UAT’s iPerX Commission Savings Program, September 2011

Bob Bruno Joins UAT, Inc as Partner and Managing Director, September 20, 2011

Jim Buck Joins UAT, Inc. as Partner and Managing Director, May 10, 2011

Wall Street & Technology article on UAT Launches iPerx To Boost Commission Recapture Programs, March 11, 2011

UAT Awarded Fifth Patent: United States Patent 7,912,787, March 29, 2011

Waters Magazine article on UAT Launching iPerX Web-Based Commission Recapture System, February 28, 2011

UAT Launches iPerX to Enhance Commission Savings Programs, February 28, 2011

MarketsMedia Article on the UAT System: System Provides Control Over Money Managers, January 20, 2011

UAT Sponsors Defined Contribution Industry Conference on Jan 19-20 in Boston MA, January 18, 2011

UAT Awarded Fourth Patent as UAT System is awarded United States Patent 7,756,396, January 10, 2011

LOMA Resource article on The UAT System “The Power of Real-Time: A Cause for the Sub-Advised Industry”, November 23, 2010

UAT Awarded Third Patent as Brokerage Savings Optimizer Awarded US Patent Number 7,831,503, November 9, 2010

Money Management Executive Article on The UAT System: “Want Some Subadvice? Make Money Through Pre-Trade Compliance”, October 18, 2010

UAT Awarded Second Patent as HiLo Engine Awarded US Patent Number 7,809,632, October 10, 2010

UAT Sponsors 10th Annual Sub-Advised Funds Forum, September 23, 2010

Ignites.com Article on The UAT System: “Software Shines Light on Subadviser Trade Compliance”, July 22, 2010

UAT First-Of-Its-Kind, Real-Time Control System Awarded U.S. Patent, July 26, 2010

UAT Releases “Trading for Non Traders” White Paper, January 29, 2010

UAT System Makes Transaction Cost Analysis (TCA) Easier For Sub-Advised Platforms, December 1, 2009

New Technology Provides Much-Needed Revenue for Increased Sub-Advisory Oversight, November 3, 2009

UAT Announces Turnkey Option for Brokerage Costs Savings and Real-Time Governance System, October 21, 2009

UAT Offers Outsourced Trading Desk Services Through JonesTrading, September 29, 2009

UAT System Boosts Use of SEC Rule 17a-7 Crossing Programs, September 22, 2009

New Technology Addresses Insurers’ Hedging Challenge, August 11, 2009

UAT Strategic Partner Awarded ‘Best Buy Side Order Management System’ for Second Year in a Row, July 23, 2009

UAT Provides Enhanced Oversight of Sub-Advised Target Date Funds, June 22, 2009

Wall Street & Technology article on UAT: UAT Launches Trading Oversight System for Sub-Advised Industry, May 27, 2009

MutualFundWire.com article on UAT: Start-up Offers Fundsters Real-Time Control Over Sub-Advisers, May, 20, 2009

UAT, Inc. Launches Oversight System for Sub-Advised Industry, May 27, 2009

UAT Unveils UCCS At Mutual Fund Industry Conference, May 4, 2009

Ignites.com article on UAT: New Software Bolsters Pre-Trade Compliance Capability, April 20, 2009

UAT, Inc. Unveils Powerful New Technology for Sub-Advised Platforms, April 14, 2009

UAT, Inc. and FrontLine Compliance Form Strategic Alliance, March 31, 2009

Events

• UAT is Platinum Sponsor and Tom Warren is Conference Chairman at FRA DCIO Conference, January 23rd and 24th 2012, Boston, MA
• UAT is Exhibitor at NICSA 30th Annual Conference, February 11th-15th 2012, Miami, FL
• UAT Attends Investment Company Institute Mutual Funds and Investment Management Conference, March 18th-21st 2012, Phoenix, AZ
• UAT Exhibits at Insured Retirement Institute Annual Marketing Meeting, April 1st-3rd 2012, New York, NY
• Tom Warren is Guest Speaker at Association of Investment Management Executives Marketing and Sales Conference, April 22nd-24th 2012, Miami, FL
• UAT is Platinum Sponsor, Tom Warren is Conference Chairman and Allan Chiulli is Guest Speaker at FRA Sub-Advised 13th Annual Sub-Advised Funds Forum, April 18th-19th 2012, Boston, MA

Media Contact

To schedule an interview with UAT management or for general media inquiries, please contact:

Carol Graumann
JCPR, Inc.
1055 Parsippany Boulevard
Parsippany, NJ 07054
Phone: 973-732-3521
Mobile: 908-967-0381
E-Mail: carol@jcprinc.com