ABOUT UAT
Management
Allan Chiulli, Founder and CEO
Allan Chiulli has over 22 years of industry experience, including two prior successful start-up companies. Previous to his role with UAT, Inc., Mr. Chiulli served as Executive Vice President at Jackson National Life Distributors. He was also Founding Officer and Executive Vice President of Curian Capital, Founding Officer of National Planning Corporation, and Senior Vice President of Marketing at National Planning Holdings, all JNL companies. In addition, Mr. Chiulli has been Vice President at FundMinder, Inc., Vice President in Correspondent Clearing at Wedbush Morgan Securities, Vice President at Financial Network Investment Corporation, and Vice President at Titan Value Equities Group, Inc. Mr. Chiulli graduated Phi Beta Kappa with a B.A. in Political Science and Economics and earned his M.S. in Geology from the University of North Carolina at Chapel Hill. He earned an M.B.A. in Finance from Cal State University at Long Beach. Mr. Chiulli has held FINRA Series 7, 24, 63, and 65 licenses.
Tom Warren, Founder and President
Tom Warren has 26 years of experience in the financial services industry. Mr. Warren provides an outstanding mind for product development, marketing, and distribution on a domestic and international basis, as well as strong relationships among the top distributors in the financial services industry. In addition to his current role with UAT, Inc., Mr. Warren’s experience includes: Director at Janus Capital Corporation, where his leadership and talent were instrumental in raising $80 billion in investment assets, primarily from insurance companies offering sub-advised investment portfolios; Vice President at Fidelity, where he held a national position in the raising of $30 billion in investments assets from institutional investors, primarily from insurance companies offering sub-advised investment portfolios; and Vice President at Merrill Lynch, where he provided financial investment services to wealthy individuals, corporations, and institutions. Mr. Warren earned a B.S. in Business from Colorado State University and has held FINRA Series 7 and 8 licenses.
Jim Buck, Partner and Managing Director
Jim Buck joins UAT Inc. as a Partner and Managing Director to follow up on his experience with senior level decision makers at both insurance companies and mutual funds. He will be actively involved with these decision makers discussing emerging trends for optimizing sub-advised platforms. Prior to joining UAT Inc., Jim’s most recent duties involved the marketing and sales of both transition management and commission recapture products to major financial institutions. He has past experience in corporate management, sales, sales management, marketing, new product development as well as domestic and international investment experience. Additionally, he has managed fixed income departments. Jim has a BS in Economics as well as an MBA in Finance from Fordham University. His professional licenses include the Series 7, 8 and 24.
Bob Bruno, Partner and Managing Director
Bob Bruno joins UAT, Inc, as a Partner and Managing Director. Bob will utilize his experience and knowledge of sub-advised variable annuities and mutual funds to assist UAT in delivering its distinct technology platforms to new users. Bob previously spent 13 years at Pacific Life Insurance Co., where he served as Vice President of Sales and National Sales Manager in the Annuities and Mutual Funds Division. This included responsibility for supervising a salesforce and management group of over 135 professionals with sales of $11 billion annually. He has spent more than 25 years in the financial services industry and has accumulated over 35 years of sales and management experience. He earned a Bachelor of Science in Metallurgical Engineering from Lehigh University and has held licenses for Securities Series 7, 63, 26 and 51.
Partner
Strategic Partner
FrontLine Compliance, LLC, Leesburg, VA
FrontLine Compliance, LLC is a regulatory compliance consulting firm of former high-level regulatory insiders offering customized services to broker-dealers, investment advisers, investment companies, hedge funds, and insurance company affiliates. Staffed by former SEC and FINRA regulators, and chief compliance officers, FrontLine Compliance provides the kind of industry knowledge, experience and expertise on regulatory issues only available from well-seasoned insiders. Call 703-779-8860 for a complimentary consultation or visit us at www.frontlinecompliance.com.
©2010 UAT, INC