UAT, Inc. is a Denver, Colorado financial services technology company whose patented UAT System enables, for the first time, real-time, centralized control over externally managed and sub-advised assets.

The UAT System

The externally managed and sub-advised industry’s patented real-time transparency, supervision and brokerage cost savings system.

Organizations that can utilize the UAT System include:

• Public and private defined benefit plans
• Defined contribution plans
• Mutual funds
• Not-for-profit funds
• Variable insurance products
• Bank trust groups
• Endowments and foundations

Challenge and Benefits

Inadequate transparency, supervision challenges and high brokerage costs have burdened externally managed and sub-advised investment platforms for decades. UAT addresses these issues in a comprehensive manner by providing:

• Real-Time Transparency that improves governance and fiduciary oversight.
• Real-Time Oversight that identifies and prevents violations by external money managers.
• Real-Time Control Over Brokerage that improves investment performance, creates new operating revenue and generates expense offsets.

For an overview of how the UAT System operates, please view UAT’s Harness The Power_TM Flash presentation.